2024 Session Examiner's Manual DRILL DOWN SEMINAR

The BSA/AMLA Examiner's manual drill down:

Title 31 Isn’t Enough. It never was.

New BSA/AML/CTF Examiner’s Manuals came out in 2020! They have been accepted by Department of Treasury for use.

Examiner’s Manuals...they aren’t standards or regulations...what are they? These are the most stringent interpretations of the Standards/Regulations & Guidance, as well as the strictest adherence to best practices. They are absolutely reasonable and enforceable, in the eyes of the Fed. They are the foundation of the IRS and Bank audit examination.

BSA/AML Examiner Manual & Packet Drill Down - section by section, let’s get you prepared for your casino’s Bank or IRS audit!

$250 per attendee - If you attended the October 2024 Compliance and Internal Audit Zoominar... includes the Examiner Packet (Guidance, Checklist, Appendices all assembled in one folder for you) and access to the Video of the workshop!

$350.00 per attendee otherwise - attendance will be monitored by Zoom AI

The new Manual and Guidance are brutal. The phrase “Be prepared” has never applied so well:

“Examiners MUST perform a risk assessment” if you don’t have one OR yours isn’t acceptable.

“An OFAC Risk Matrix MUST be performed.” (A well known CPA firm told us it takes them only 15 minutes to complete this - they were either lying or grossly incompetent.)

These statements are documented in the images below.

This manual is vital information for your BSA/AML Audit prep. This is the most stringent guidance to an examiner we have seen! This training will prove to be your force field!

February 4th. Bootcamp style. It’s over when we are finished! You can begin registering any time!

We have been training our clients for this since 2017. Getting them ready for these increased stringency guidelines.

We have been called “Chicken Littles”, been accused of “over auditing”...and yet here we are, these are exactly what we told our clients was coming. Other people’s clients have some catching up to do. We are still here to help!

We will also Provide:

April 2020 Examiners Manuals & Appendices
2017 Examiners Manuals
OFAC Risk Matrices
Risk Assessment Table
Sample LOE
Certification of Attendance
Full Video of Training that you may use for reference

From the examiner's manual:

In-depth study and guidance

This "Drill Down" is geared to assist you in successfully prepping for or clearing your Bank or IRS BSA/AML Audit!

We will go through the manual and appendices for as long as it takes!

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Reviews From Clients on Zoom:

“Barron, we had never been to one of your seminars…we won’t miss one ever again. We will use 100% of this information”

"We learned more in 60 Minutes with you guys than we did at the 2 Day seminar the other people put on"

"Thank you for being so clear and providing sources!"

“In a crazy time, thank you for making us feel optimistic”

A CHALLENGE FOR YOU!

Recently, a firm picked up major advertising space pitching their “Title 31” products.

Here’s our challenge:

If we don’t demonstrate that there is more to BSA/AML/CTF Compliance than “Title 31”? We will happily refund your tuition. You keep the materials, even the Video Access

Don’t buy their Snake Oil & Magic Beans.

Just because it’s what you WANT to hear, doesn’t make it what you

FinCEN is Catching up on the Industry

Our Expertise

FinCEN is catching up to actions and audits from 2017 – to begin a current audit schedule, know what they are looking for?

FinCEN Assesses $900,000 Civil Money Penalty against Lake Elsinore Hotel and Casino for Violations of the Bank Secrecy Act

The U.S. Department of the Treasury’s Financial Crimes Enforcement Network (FinCEN) has assessed a $900,000 civil money penalty against Lake Elsinore Hotel and Casino for willful violations of the Bank Secrecy Act and its implementing regulations.

News Release: https://www.fincen.gov/news/news-releases/fincen-assesses-900000-civil-money-penalty-against-lake-elsinore-hotel-and

Consent Order: https://www.fincen.gov/sites/default/files/enforcement_action/2024-10-23/FinCEN-Consent-Order-Lake-Elsinore-508.pdf

2024 BSA/AMLA Audit Training: What do FinCEN Auditors look for in your Casino?

https://barronstringfellow.com/drill-down-seminar